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Other (183)
N-8F ORDR
Friday, 6/26/2020
None
N-8F NTC
Friday, 5/29/2020
None
N-8F
Friday, 2/28/2020
Application for deregistration made on Form N-8F
N-CEN
Friday, 1/31/2020
Annual Report for Registered Investment Companies
N-PX
Monday, 8/12/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CEN
Thursday, 1/31/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 1/25/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
25-NSE
Thursday, 1/24/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-APP/A
Thursday, 12/20/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Friday, 10/26/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/17/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Thursday, 9/6/2018
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-PX
Monday, 8/13/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 7/26/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C-2
Friday, 7/20/2018
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-APP/A
Friday, 7/13/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-23C-2
Friday, 6/1/2018
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-Q
Friday, 4/27/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 3/22/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Monday, 3/12/2018
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
NSAR-B
Friday, 1/26/2018
Annual report for management companies filed on Form N-SAR
N-CSR
Friday, 1/26/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP
Wednesday, 1/17/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Friday, 10/27/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 10/26/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/14/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 7/28/2017
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Wednesday, 7/26/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Friday, 7/14/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/1/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 4/28/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 2/16/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Thursday, 1/26/2017
Annual report for management companies filed on Form N-SAR
N-CSR
Wednesday, 1/25/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Thursday, 12/1/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 10/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Wednesday, 8/17/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 7/28/2016
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Wednesday, 7/27/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Monday, 4/25/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Tuesday, 3/1/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NSAR-B
Thursday, 1/28/2016
Annual report for management companies filed on Form N-SAR
N-CSR
Monday, 1/25/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Monday, 10/26/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 10/26/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/7/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 7/30/2015
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 7/27/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Wednesday, 4/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 1/26/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 1/26/2015
Annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 10/29/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 10/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/18/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Tuesday, 7/29/2014
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Friday, 7/25/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Monday, 6/30/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Monday, 4/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 4/23/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Tuesday, 1/28/2014
Annual report for management companies filed on Form N-SAR
N-CSR
Monday, 1/27/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Wednesday, 11/13/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 10/31/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 10/29/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/16/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 7/29/2013
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Friday, 7/26/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Thursday, 4/25/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-B
Monday, 1/28/2013
Annual report for management companies filed on Form N-SAR
N-CSR
Wednesday, 1/23/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Thursday, 10/25/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 10/22/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/7/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 7/27/2012
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Wednesday, 7/25/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Thursday, 4/26/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-B
Friday, 1/27/2012
Annual report for management companies filed on Form N-SAR
N-CSR
Friday, 1/27/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Thursday, 10/27/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 10/19/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 8/17/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 7/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Wednesday, 7/27/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Monday, 7/25/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 4/28/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-B
Thursday, 1/27/2011
Annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 1/27/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Thursday, 11/18/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 10/28/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/30/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 7/29/2010
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 7/26/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G/A
Thursday, 7/22/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 4/28/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Thursday, 2/11/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Monday, 1/25/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 1/21/2010
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 10/29/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 10/22/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/24/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
Ownership (94)
SC 13G/A
Friday, 2/15/2019
RAYMOND JAMES & ASSOCIATES: Major Shareholders
SC 13G
Monday, 12/17/2018
RAYMOND JAMES & ASSOCIATES: Major Shareholders
3
Wednesday, 10/3/2018
QUINTON KEITH: Initial statement of beneficial ownership of securities
3
Tuesday, 10/2/2018
Smith Marcus L.: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 4/6/2018
BANK OF AMERICA CORP /DE/: Major Shareholders
4
Wednesday, 3/28/2018
Blue Ridge Investments, L.L.C.: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/7/2018
FROIO RICHARD F SR: Initial statement of beneficial ownership of securities
4
Friday, 9/29/2017
Eston Scott: Statement of changes in beneficial ownership of securities
4
Friday, 6/30/2017
VERNI RALPH F: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
3
Friday, 9/9/2016
Wennerholm Scott E: Initial statement of beneficial ownership of securities
3
Wednesday, 9/7/2016
FETTING MARK R: Initial statement of beneficial ownership of securities
3
Friday, 6/24/2016
BRANDON CRAIG R: Initial statement of beneficial ownership of securities
3
Wednesday, 6/1/2016
HYLTON LAURIE G: Initial statement of beneficial ownership of securities
SC 13D
Monday, 3/7/2016
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13G/A
Wednesday, 3/2/2016
UBS Group AG: Major Shareholders
4
Tuesday, 3/1/2016
UBS Group AG: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2016
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Wednesday, 7/1/2015
PEARLMAN RONALD A: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/6/2015
Sutherland Susan J: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/17/2015
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 12/2/2014
UBS Group AG: Major Shareholders
3
Tuesday, 12/2/2014
UBS Group AG: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 8/4/2014
CITIGROUP INC: Major Shareholders
4
Tuesday, 7/1/2014
FREEDMAN ALLEN: Statement of changes in beneficial ownership of securities
3
Thursday, 5/29/2014
Gorman George J.: Initial statement of beneficial ownership of securities
3
Thursday, 5/29/2014
Frost Cynthia: Initial statement of beneficial ownership of securities
4
Monday, 3/31/2014
STOUT LYNN A: Statement of changes in beneficial ownership of securities
3
Tuesday, 1/7/2014
Mosley Valerie: Initial statement of beneficial ownership of securities
4
Friday, 1/3/2014
Esty Benjamin: Statement of changes in beneficial ownership of securities
4
Friday, 3/1/2013
CAMPBELL BARBARA E: Statement of changes in beneficial ownership of securities
3
Friday, 3/1/2013
Kirchner James F: Initial statement of beneficial ownership of securities
4
Tuesday, 10/25/2011
BANK OF AMERICA CORP /DE/: Statement of changes in beneficial ownership of securities
3
Thursday, 9/1/2011
Eston Scott: Initial statement of beneficial ownership of securities
3
Thursday, 9/1/2011
Taggart Harriett Tee: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 2/14/2011
BANK OF AMERICA CORP /DE/: Major Shareholders
4
Tuesday, 12/28/2010
STEIGER HEIDI L: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 3/12/2010
BANK OF AMERICA CORP /DE/: Major Shareholders
4
Wednesday, 2/24/2010
MACINTOSH ROBERT B: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/5/2010
CITIGROUP INC: Major Shareholders
SC 13G/A
Wednesday, 1/20/2010
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13G
Tuesday, 2/10/2009
BANK OF AMERICA CORP /DE/: Major Shareholders
SC 13G
Tuesday, 2/10/2009
UBS AG: Major Shareholders
3
Tuesday, 2/10/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.: Initial statement of beneficial ownership of securities
3
Tuesday, 2/10/2009
UBS AG: Initial statement of beneficial ownership of securities
3
Tuesday, 11/25/2008
Peters Frame Helen: Initial statement of beneficial ownership of securities
4
Tuesday, 7/1/2008
REAMER NORTON H: Statement of changes in beneficial ownership of securities
3
Friday, 6/6/2008
Gemma Maureen A.: Initial statement of beneficial ownership of securities
4
Wednesday, 6/4/2008
PELLETIER JOHN E: Statement of changes in beneficial ownership of securities
3
Tuesday, 3/25/2008
SWAFFIELD PAYSON F: Initial statement of beneficial ownership of securities
4
Friday, 3/14/2008
BEALE JEFFREY P: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
Gemma Maureen A.: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
Jones Lisa: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
RICHARDSON DUNCAN W: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
Saltonstall George W: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
Whelan Robert J: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2008
Witkos Matthew J: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/13/2007
Jones Lisa: Initial statement of beneficial ownership of securities
3
Friday, 11/9/2007
PELLETIER JOHN E: Initial statement of beneficial ownership of securities
3
Thursday, 11/8/2007
Whelan Robert J: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2007
Gemma Maureen A.: Initial statement of beneficial ownership of securities
4
Tuesday, 11/6/2007
HAWKES JAMES B: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/6/2007
STEUL WILLIAM M: Statement of changes in beneficial ownership of securities
4
Monday, 11/5/2007
DYNNER ALAN R: Statement of changes in beneficial ownership of securities
4
Thursday, 8/30/2007
HAYES SAMUEL L III: Statement of changes in beneficial ownership of securities
3
Friday, 7/27/2007
Witkos Matthew J: Initial statement of beneficial ownership of securities
3
Wednesday, 5/2/2007
STEIGER HEIDI L: Initial statement of beneficial ownership of securities
3
Friday, 4/27/2007
FREEDMAN ALLEN: Initial statement of beneficial ownership of securities
4
Friday, 3/30/2007
WHITAKER WHARTON P: Statement of changes in beneficial ownership of securities
3
Friday, 4/21/2006
Esty Benjamin: Initial statement of beneficial ownership of securities
3
Friday, 4/21/2006
VERNI RALPH F: Initial statement of beneficial ownership of securities
3
Monday, 1/23/2006
CAMPBELL BARBARA E: Initial statement of beneficial ownership of securities
4
Thursday, 1/19/2006
FETTER THOMAS J: Statement of changes in beneficial ownership of securities
4
Thursday, 1/19/2006
OCONNOR JAMES L: Statement of changes in beneficial ownership of securities
3
Monday, 11/1/2004
RICHARDSON DUNCAN W: Initial statement of beneficial ownership of securities
3
Friday, 9/24/2004
CLEMSON CYNTHIA J: Initial statement of beneficial ownership of securities
4
Thursday, 4/22/2004
BIBLIOWICZ JESSICA M: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
BERRY CHRISTOPHER: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
BRANDON CRAIG R: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
DELAHUNTY WILLIAM J: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
HASKELL DETORRA MELISSA E: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
KHODARAHMI JOHN: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
LETOURNEAU SANDRA: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
PARZIALE LEANNE A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
SCHER LILLY P: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
TRACHTENBERG DEBORAH: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/13/2003
WEYL THOMAS J: Statement of changes in beneficial ownership of securities
5
Wednesday, 8/6/2003
TRACHTENBERG DEBORAH: Annual statement of changes in beneficial ownership of securities
4
Thursday, 7/24/2003
TREYNOR JACK L: Statement of changes in beneficial ownership of securities
4
Thursday, 7/24/2003
FETTER THOMAS J: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/16/2003
DWIGHT DONALD R: Statement of changes in beneficial ownership of securities
3
Thursday, 7/3/2003
PEARLMAN RONALD A: Initial statement of beneficial ownership of securities
4
Thursday, 7/3/2003
FETTER THOMAS J: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/1/2003
FETTER THOMAS J: Statement of changes in beneficial ownership of securities
Prospectus (6)
SC TO-I/A
Friday, 2/26/2016
Issuer tender offer statement
SC TO-I/A
Wednesday, 2/24/2016
Issuer tender offer statement
SC TO-I/A
Tuesday, 2/16/2016
Issuer tender offer statement
SC TO-I/A
Thursday, 2/4/2016
Issuer tender offer statement
SC TO-I
Monday, 12/21/2015
Issuer tender offer statement
SC TO-C
Monday, 10/5/2015
Written communication relating to an issuer or third party tender offer
Proxies (19)
DEF 14A
Monday, 1/29/2018
Definitive proxy statements
DEF 14A
Thursday, 1/26/2017
Definitive proxy statements
DEF 14A
Thursday, 1/28/2016
Definitive proxy statements
DEF 14A
Monday, 1/26/2015
Definitive proxy statements
DEF 14A
Thursday, 1/23/2014
Definitive proxy statements
DEF 14A
Friday, 1/25/2013
Definitive proxy statements
DEF 14A
Thursday, 1/26/2012
Definitive proxy statements
DEF 14A
Wednesday, 1/26/2011
Definitive proxy statements
DEF 14A
Monday, 1/25/2010
Definitive proxy statements
DEF 14A
Monday, 1/26/2009
Definitive proxy statements
DEF 14A
Monday, 1/28/2008
Definitive proxy statements
DEF 14A
Monday, 1/29/2007
Definitive proxy statements
DEF 14A
Friday, 1/27/2006
Definitive proxy statements
DEF 14A
Thursday, 1/27/2005
Definitive proxy statements
DEF 14A
Tuesday, 1/27/2004
Definitive proxy statements
DEF 14A
Wednesday, 1/29/2003
Definitive proxy statements
DEF 14A
Wednesday, 1/30/2002
Definitive proxy statements
DEF 14A
Wednesday, 1/31/2001
Definitive proxy statements
DEF 14A
Monday, 1/31/2000
Definitive proxy statements