HARTFORD FUNDS DISTRIBUTORS, LLC
Related Filers (3)
- Hartford Funds Management Co LLC (6)
- Hartford Funds Exchange-Traded Trust (5)
- Hartford Funds NextShares Trust (1)
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Other (36)
X-17A-5
Tuesday, 3/2/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 1/4/2021
None
X-17A-5
Monday, 3/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2020
None
X-17A-5
Wednesday, 2/27/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/27/2019
None
X-17A-5
Tuesday, 2/27/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 2/27/2018
None
X-17A-5
Monday, 2/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/27/2017
None
40-APP/A
Friday, 12/16/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Tuesday, 11/1/2016
None
APP NTC
Thursday, 10/6/2016
None
40-APP/A
Monday, 9/19/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 6/9/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 4/8/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Friday, 2/26/2016
None
40-APP
Tuesday, 12/15/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 3/31/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/28/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/25/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/23/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/25/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/26/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/26/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/28/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Tuesday, 12/6/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/1/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/27/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/28/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/25/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder