UBS SECURITIES LLC
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Other (108)
APP ORDR
Friday, 1/30/2009
None
40-APP/A
Monday, 1/12/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NO ACT
Tuesday, 12/23/2008
None
40-APP
Tuesday, 12/16/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR/A
Wednesday, 5/10/2006
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 12/30/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 9/8/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP/A
Monday, 8/15/2005
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR/A
Wednesday, 6/15/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 6/15/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 6/3/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Friday, 5/13/2005
None
13F-HR
Wednesday, 5/11/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 2/14/2005
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/16/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Monday, 8/16/2004
None
13F-HR
Monday, 8/16/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/21/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Wednesday, 5/19/2004
None
13F-HR
Monday, 5/17/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/17/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/17/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/17/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/17/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/12/2004
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Wednesday, 2/11/2004
None
40-APP/A
Monday, 12/1/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 11/26/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-HR
Friday, 11/14/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 11/14/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 11/14/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Friday, 11/14/2003
None
NO ACT
Thursday, 11/13/2003
None
13F-HR/A
Thursday, 9/11/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 9/11/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 9/4/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 9/4/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 8/18/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Friday, 8/15/2003
None
13FCONP
Friday, 5/16/2003
None
13F-HR
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 5/15/2003
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-APP
Monday, 4/28/2003
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13FCONP
Friday, 2/14/2003
None
13FCONP
Friday, 11/15/2002
None
13F-HR
Thursday, 11/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 11/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Thursday, 8/15/2002
None
13F-HR
Wednesday, 8/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 8/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 8/14/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/17/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/17/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/17/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Thursday, 5/16/2002
None
13FCONP
Monday, 3/4/2002
None
13F-HR
Friday, 2/22/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/12/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/12/2002
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 11/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 11/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Thursday, 11/15/2001
None
13FCONP
Friday, 8/17/2001
None
13F-HR
Wednesday, 8/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 8/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 8/13/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 8/13/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 8/13/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/18/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/18/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Thursday, 5/17/2001
None
13F-HR
Tuesday, 5/15/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 4/24/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 4/24/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 4/24/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 4/23/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13FCONP
Wednesday, 4/11/2001
None
13F-HR
Tuesday, 2/20/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 2/20/2001
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 11/20/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/15/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/18/2000
Initial Quarterly Form 13F Holdings Report filed by institutional managers