PGIM INVESTMENTS LLC

Related Filers (143)

Other (58)

13F-NT
Tuesday, 2/13/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
CORRESP
Friday, 5/5/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 5/5/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
CORRESP
Friday, 2/3/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 2/3/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 11/8/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 11/1/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/1/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 4/22/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 11/22/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 9/24/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Thursday, 7/15/2021
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Wednesday, 6/9/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/12/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 11/16/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 11/2/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/14/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 8/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 6/2/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 5/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/11/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/8/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Thursday, 6/15/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/1/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 2/23/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-33
Wednesday, 11/2/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-APP/A
Thursday, 7/21/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/25/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-33
Monday, 11/9/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-APP/A
Tuesday, 11/18/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/3/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Wednesday, 6/18/2014
None
40-APP/A
Friday, 5/2/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/21/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 1/16/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/4/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 5/24/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/10/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 7/10/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 5/9/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/13/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/21/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Thursday, 2/19/2009
None
40-APP
Wednesday, 2/18/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 9/5/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 8/26/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 6/2/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-6C/A
Tuesday, 9/17/2002
None
40-6C
Monday, 4/15/2002
None
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