Beneficient
Related Filers (22)
- Avalon Acquisition Inc. (6)
- GWG Wind Down Trust (4)
- Hatteras Master Fund, L.P. (4)
- HICKS THOMAS O (3)
- Hatteras Investment Partners, LP (3)
- GWG Holdings, Inc. (3)
- Heppner Brad K (2)
- Schnitzer Bruce William (2)
- YA II PN, Ltd. (2)
- GWG Life USA, LLC (2)
- Welday Jeff (1)
- Wilson Scott W. (1)
- LOCKHART DENNIS P (1)
- Fletcher Derek L. (1)
- Hill Emily B. (1)
- Rutledge Maria S. (1)
- Ezell Gregory W. (1)
- Hikspoors Samuel (1)
- Silk James G. (1)
- CANGANY PETER T JR (1)
- FISHER RICHARD W (1)
- Freeman Elizabeth C. (1)
- Show More ...
Financials (5)
10-Q
Wednesday, 2/14/2024
Quarterly Report for period ending 2023-12-31
10-Q
Tuesday, 11/14/2023
Quarterly Report for period ending 2023-09-30
10-Q
Monday, 8/14/2023
Quarterly Report for period ending 2023-06-30
10-K
Thursday, 7/13/2023
Annual Report for period ending 2023-03-31
NT 10-K
Friday, 6/30/2023
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2023-03-31
News (9)
8-K
Tuesday, 2/13/2024
Current report filing
8-K
Tuesday, 2/6/2024
Current report filing
8-K
Friday, 12/1/2023
Current report filing
8-K
Monday, 11/13/2023
Current report filing
8-K
Friday, 10/20/2023
Current report filing
8-K
Monday, 9/18/2023
Current report filing
8-K
Wednesday, 8/2/2023
Current report filing
8-K
Wednesday, 6/28/2023
Current report filing
8-K
Thursday, 6/8/2023
Current report filing
Other (40)
144
Thursday, 2/8/2024
Filing for proposed sale of securities under Rule 144
EFFECT
Tuesday, 12/26/2023
Notice of Effectiveness
CORRESP
Thursday, 12/21/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 12/20/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
144
Wednesday, 12/6/2023
Filing for proposed sale of securities under Rule 144
CORRESP
Monday, 12/4/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
144
Thursday, 10/19/2023
Filing for proposed sale of securities under Rule 144
EFFECT
Friday, 9/29/2023
Notice of Effectiveness
EFFECT
Friday, 9/29/2023
Notice of Effectiveness
EFFECT
Friday, 9/29/2023
Notice of Effectiveness
EFFECT
Friday, 9/29/2023
Notice of Effectiveness
CORRESP
Wednesday, 9/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS AM
Monday, 9/25/2023
Post-effective amendment to a registration statement that is not immediately effective upon filing
144
Friday, 9/8/2023
Filing for proposed sale of securities under Rule 144
POS AM
Thursday, 8/31/2023
Post-effective amendment to a registration statement that is not immediately effective upon filing
CORRESP
Wednesday, 8/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Monday, 8/14/2023
Exempt (Private) Offering
POS AM
Wednesday, 7/19/2023
Post-effective amendment to a registration statement that is not immediately effective upon filing
CERT
Wednesday, 6/7/2023
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 6/7/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
EFFECT
Friday, 5/12/2023
Notice of Effectiveness
CORRESP
Thursday, 5/11/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 5/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 5/8/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/19/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 3/6/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 1/23/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Thursday, 12/22/2022
Exempt (Private) Offering
D
Friday, 12/16/2022
Exempt (Private) Offering
D
Wednesday, 12/22/2021
Exempt (Private) Offering
Ownership (31)
SC 13G/A
Wednesday, 2/14/2024
Hatteras Investment Partners, LP: Major Shareholders
SC 13G/A
Tuesday, 2/13/2024
YA II PN, Ltd.: Major Shareholders
SC 13D/A
Friday, 10/27/2023
GWG Wind Down Trust: Major Shareholders
SC 13D/A
Tuesday, 10/24/2023
HICKS THOMAS O: Major Shareholders
SC 13G/A
Friday, 9/8/2023
Hatteras Investment Partners, LP: Major Shareholders
SC 13D/A
Tuesday, 8/15/2023
GWG Wind Down Trust: Major Shareholders
SC 13D
Friday, 8/11/2023
GWG Wind Down Trust: Major Shareholders
3
Friday, 8/11/2023
GWG Wind Down Trust: Initial statement of beneficial ownership of securities
3
Friday, 8/11/2023
Freeman Elizabeth C.: Initial statement of beneficial ownership of securities
4
Tuesday, 8/1/2023
GWG Holdings, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/11/2023
GWG Holdings, Inc.: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 7/7/2023
Hatteras Investment Partners, LP: Major Shareholders
SC 13G
Monday, 7/3/2023
YA II PN, Ltd.: Major Shareholders
SC 13D
Thursday, 6/15/2023
Schnitzer Bruce William: Major Shareholders
SC 13D
Thursday, 6/15/2023
HICKS THOMAS O: Major Shareholders
SC 13D
Wednesday, 6/14/2023
Heppner Brad K: Major Shareholders
3
Wednesday, 6/7/2023
Wilson Scott W.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
HICKS THOMAS O: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Heppner Brad K: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
FISHER RICHARD W: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Hikspoors Samuel: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Welday Jeff: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Ezell Gregory W.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Schnitzer Bruce William: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
CANGANY PETER T JR: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Rutledge Maria S.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Hill Emily B.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
GWG Holdings, Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Fletcher Derek L.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
LOCKHART DENNIS P: Initial statement of beneficial ownership of securities
3
Wednesday, 6/7/2023
Silk James G.: Initial statement of beneficial ownership of securities
Prospectus (54)
424B3
Wednesday, 2/14/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 2/14/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 2/14/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 2/14/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 2/14/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 2/6/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 2/6/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 2/6/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 2/6/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 2/6/2024
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 12/27/2023
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Thursday, 12/21/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 12/5/2023
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 12/1/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 12/1/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 12/1/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 12/1/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/15/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/15/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/15/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/15/2023
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Thursday, 10/26/2023
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 10/20/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 10/20/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 10/20/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 10/20/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 10/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 10/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 10/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 10/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Monday, 9/25/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 9/25/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 9/25/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 8/31/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 8/31/2023
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 8/31/2023
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/19/2023
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/19/2023
General form of registration statement for all companies including face-amount certificate companies
S-8
Wednesday, 7/19/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1
Wednesday, 7/19/2023
General form of registration statement for all companies including face-amount certificate companies
S-8
Wednesday, 6/7/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
425
Tuesday, 5/16/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B3
Friday, 5/12/2023
Prospectus filed pursuant to Rule 424(b)(3)
425
Friday, 5/12/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
S-4/A
Thursday, 5/11/2023
Registration of securities issued in business combination transactions
S-4/A
Monday, 5/8/2023
Registration of securities issued in business combination transactions
S-4/A
Wednesday, 4/19/2023
Registration of securities issued in business combination transactions
S-4/A
Monday, 3/6/2023
Registration of securities issued in business combination transactions
S-4/A
Tuesday, 1/24/2023
Registration of securities issued in business combination transactions
425
Tuesday, 1/10/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
S-4
Friday, 12/9/2022
Registration of securities issued in business combination transactions
425
Monday, 10/3/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 9/21/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 9/21/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions