Yuma Energy, Inc.

Quarterly Report for period ending 2019-09-30

Quarterly Report for period ending 2019-06-30

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2019-06-30

Quarterly Report for period ending 2019-03-31

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2019-03-31

Annual Report for period ending 2018-12-31

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2018-12-31

Quarterly Report for period ending 2018-09-30

Quarterly Report for period ending 2018-06-30

Quarterly Report for period ending 2018-03-31

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Current report filing

Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities

Notice of Effectiveness

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

Notice of Effectiveness

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

Notice of Effectiveness

A correspondence can be sent as a document with another submission type or can be sent as a separate submission.

Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)

None

MESDAG WILLEM: Statement of changes in beneficial ownership of securities

RED MOUNTAIN CAPITAL PARTNERS LLC: Major Shareholders

RED MOUNTAIN CAPITAL PARTNERS LLC: Major Shareholders

Teets John Christopher: Initial statement of beneficial ownership of securities

RED MOUNTAIN CAPITAL PARTNERS LLC: Major Shareholders

RED MOUNTAIN CAPITAL PARTNERS LLC: Major Shareholders

Schnur Anthony Charles: Initial statement of beneficial ownership of securities

Evercore Partners II LLC: Major Shareholders

Evercore Partners II LLC: Major Shareholders

McKinney Paul D.: Statement of changes in beneficial ownership of securities

Prospectus filed pursuant to Rule 424(b)(5)

Registration statement for specified transactions by certain issuers

Registration statement for specified transactions by certain issuers

Prospectus filed pursuant to Rule 424(b)(4)

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1

General form of registration statement for all companies including face-amount certificate companies

General form of registration statement for all companies including face-amount certificate companies

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

Prospectus filed pursuant to Rule 424(b)(5)

General form of registration statement for all companies including face-amount certificate companies

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Preliminary proxy statement not related to a contested matter or merger/acquisition

Definitive proxy statements

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.

Definitive proxy statements

Definitive proxy statement relating to a merger, acquisition, or disposition