Investcorp Credit Management BDC, Inc.

Related Filers (67)

Financials (43)

NT 10-Q
Wednesday, 2/14/2024
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2023-12-31
10-Q
Monday, 11/13/2023
Quarterly Report for period ending 2023-09-30
10-K
Thursday, 9/21/2023
Annual Report for period ending 2023-06-30
10-Q
Monday, 5/15/2023
Quarterly Report for period ending 2023-03-31
10-Q
Monday, 2/13/2023
Quarterly Report for period ending 2022-12-31
10-Q
Monday, 11/14/2022
Quarterly Report for period ending 2022-09-30
10-K
Tuesday, 9/13/2022
Annual Report for period ending 2022-06-30
10-Q
Monday, 5/9/2022
Quarterly Report for period ending 2022-03-31
10-Q
Monday, 2/7/2022
Quarterly Report for period ending 2021-12-31
10-Q
Monday, 11/8/2021
Quarterly Report for period ending 2021-09-30
10-K
Tuesday, 9/14/2021
Annual Report for period ending 2021-06-30
10-Q
Monday, 5/10/2021
Quarterly Report for period ending 2021-03-31
10-Q
Tuesday, 2/9/2021
Quarterly Report for period ending 2020-12-31
10-Q
Monday, 11/9/2020
Quarterly Report for period ending 2020-09-30
10-K
Tuesday, 9/22/2020
Annual Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-Q
Monday, 2/10/2020
Quarterly Report for period ending 2019-12-31
10-Q
Tuesday, 11/12/2019
Quarterly Report for period ending 2019-09-30
10-K
Friday, 9/13/2019
Annual Report for period ending 2019-06-30
10-Q
Tuesday, 5/7/2019
Quarterly Report for period ending 2019-03-31
10-Q/A
Friday, 3/8/2019
Quarterly Report for period ending 2018-12-31
10-Q
Wednesday, 2/6/2019
Quarterly Report for period ending 2018-12-31
10-Q
Wednesday, 11/7/2018
Quarterly Report for period ending 2018-09-30
10-K
Tuesday, 9/4/2018
Annual Report for period ending 2018-06-30
10-Q
Tuesday, 5/8/2018
Quarterly Report for period ending 2018-03-31
10-Q
Wednesday, 2/7/2018
Quarterly Report for period ending 2017-12-31
10-Q
Tuesday, 11/7/2017
Quarterly Report for period ending 2017-09-30
10-K/A
Thursday, 10/5/2017
Annual Report for period ending 2017-06-30
10-K
Wednesday, 9/6/2017
Annual Report for period ending 2017-06-30
10-Q
Wednesday, 5/10/2017
Quarterly Report for period ending 2017-03-31
10-Q
Wednesday, 2/8/2017
Quarterly Report for period ending 2016-12-31
10-Q
Wednesday, 11/9/2016
Quarterly Report for period ending 2016-09-30
10-K
Tuesday, 8/30/2016
Annual Report for period ending 2016-06-30
10-Q
Monday, 5/9/2016
Quarterly Report for period ending 2016-03-31
10-Q
Monday, 2/8/2016
Quarterly Report for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-K
Tuesday, 9/8/2015
Annual Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-Q
Monday, 2/9/2015
Quarterly Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-K
Monday, 9/8/2014
Annual Report for period ending 2014-06-30
10-Q
Wednesday, 5/14/2014
Quarterly Report for period ending 2014-03-31
10-Q
Friday, 3/14/2014
Quarterly Report for period ending 2013-12-31
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News (55)

8-K
Wednesday, 2/14/2024
Current report filing
8-K
Tuesday, 1/23/2024
Current report filing
8-K
Friday, 12/1/2023
Current report filing
8-K
Thursday, 11/9/2023
Current report filing
8-K
Wednesday, 9/20/2023
Current report filing
8-K
Wednesday, 6/21/2023
Current report filing
8-K
Wednesday, 2/8/2023
Current report filing
8-K
Tuesday, 1/24/2023
Current report filing
8-K
Tuesday, 11/22/2022
Current report filing
8-K
Monday, 11/14/2022
Current report filing
8-K
Tuesday, 9/6/2022
Current report filing
8-K
Friday, 2/11/2022
Current report filing
8-K
Tuesday, 11/23/2021
Current report filing
8-K
Wednesday, 11/3/2021
Current report filing
8-K
Tuesday, 9/7/2021
Current report filing
8-K
Wednesday, 8/25/2021
Current report filing
8-K
Wednesday, 3/31/2021
Current report filing
8-K
Friday, 3/26/2021
Current report filing
8-K
Wednesday, 11/4/2020
Current report filing
8-K
Monday, 10/5/2020
Current report filing
8-K
Monday, 9/14/2020
Current report filing
8-K
Tuesday, 3/10/2020
Current report filing
8-K
Friday, 3/6/2020
Current report filing
8-K
Thursday, 12/5/2019
Current report filing
8-K/A
Thursday, 12/5/2019
Current report filing
8-K
Wednesday, 11/6/2019
Current report filing
8-K
Friday, 10/18/2019
Current report filing
8-K
Tuesday, 10/15/2019
Current report filing
8-K
Tuesday, 9/10/2019
Current report filing
8-K
Tuesday, 9/3/2019
Current report filing
8-K
Wednesday, 8/28/2019
Current report filing
8-K
Monday, 7/1/2019
Current report filing
8-K
Friday, 6/28/2019
Current report filing
8-K
Thursday, 6/27/2019
Current report filing
8-K
Thursday, 6/27/2019
Current report filing
8-K/A
Wednesday, 12/19/2018
Current report filing
8-K
Wednesday, 11/7/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K/A
Friday, 12/22/2017
Current report filing
8-K
Monday, 11/27/2017
Current report filing
8-K
Wednesday, 11/8/2017
Current report filing
8-K/A
Monday, 9/11/2017
Current report filing
8-K
Tuesday, 8/29/2017
Current report filing
8-K
Wednesday, 3/1/2017
Current report filing
8-K
Friday, 12/16/2016
Current report filing
8-K
Monday, 11/7/2016
Current report filing
8-K
Monday, 5/9/2016
Current report filing
8-K
Wednesday, 4/20/2016
Current report filing
8-K
Thursday, 11/5/2015
Current report filing
8-K
Monday, 8/17/2015
Current report filing
8-K
Monday, 5/18/2015
Current report filing
8-K
Thursday, 1/15/2015
Current report filing
8-K
Monday, 11/10/2014
Current report filing
8-K
Thursday, 10/2/2014
Current report filing
8-K
Monday, 9/8/2014
Current report filing
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Other (95)

40-17G
Thursday, 2/16/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 3/30/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Thursday, 2/10/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Wednesday, 10/27/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
D/A
Tuesday, 9/7/2021
Exempt (Private) Offering
40-APP/A
Monday, 6/7/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
25-NSE
Friday, 4/23/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Friday, 3/26/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 3/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Tuesday, 2/23/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Tuesday, 2/16/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 10/30/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D/A
Friday, 3/20/2020
Exempt (Private) Offering
40-17G
Monday, 2/10/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D
Friday, 12/13/2019
Exempt (Private) Offering
497
Thursday, 10/17/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 10/16/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 10/15/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 10/15/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Tuesday, 10/15/2019
Post-effective amendment filed solely to add exhibits to a registration statement
CORRESP
Friday, 7/12/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 4/10/2019
Notice of Effectiveness
POS 8C
Tuesday, 4/9/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 4/9/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 2/13/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Wednesday, 12/19/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Thursday, 10/25/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 9/20/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERT
Friday, 7/13/2018
Certification by an exchange approving securities for listing
POS EX
Monday, 7/2/2018
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Monday, 7/2/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Thursday, 6/28/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 6/28/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 6/28/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 6/27/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
305B2
Wednesday, 6/27/2018
Application for designation of a new trustee under the Trust Indenture Act
497AD
Wednesday, 6/27/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Friday, 6/1/2018
Notice of Effectiveness
N-2/A
Thursday, 5/31/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 5/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 5/31/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Monday, 4/30/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2
Thursday, 3/29/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 3/28/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 2/6/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Wednesday, 12/13/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Thursday, 10/19/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 10/19/2017
Notice of Effectiveness
EFFECT
Thursday, 10/19/2017
Notice of Effectiveness
CORRESP
Wednesday, 10/18/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 10/18/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Tuesday, 8/15/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 2/7/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 12/12/2016
Notice of Effectiveness
POS 8C
Friday, 12/9/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 12/9/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 12/9/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 10/14/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 10/14/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
APP WDG
Monday, 4/18/2016
None
APP WD
Friday, 4/15/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-17G
Tuesday, 2/2/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 12/9/2015
Notice of Effectiveness
POS 8C
Tuesday, 12/8/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 12/8/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 12/8/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 10/14/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Friday, 7/10/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Friday, 3/6/2015
Notice of Effectiveness
N-2/A
Thursday, 3/5/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 3/5/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/5/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 2/10/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Tuesday, 2/10/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 2/10/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 1/9/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP
Monday, 10/6/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 9/19/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 2/25/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 2/7/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
D
Thursday, 2/6/2014
Exempt (Private) Offering
D
Thursday, 2/6/2014
Exempt (Private) Offering
497AD
Thursday, 2/6/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 2/6/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
8-A12B
Wednesday, 2/5/2014
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-54A
Wednesday, 2/5/2014
Notification of election by business development companies filed on Form N-54A
EFFECT
Wednesday, 2/5/2014
Notice of Effectiveness
CERTNAS
Wednesday, 2/5/2014
None
N-2/A
Friday, 1/24/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 12/20/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-6F
Friday, 11/15/2013
Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F
N-2
Friday, 11/15/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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Ownership (164)

SC 13D/A
Monday, 1/8/2024
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
3
Monday, 2/6/2023
Shaikh Suhail A.: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 5/10/2022
Investcorp S.A.: Major Shareholders
3
Tuesday, 5/10/2022
Investcorp S.A.: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 5/9/2022
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
4
Monday, 5/9/2022
CYRUS CAPITAL PARTNERS, L.P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
KENNEDY CAPITAL MANAGEMENT, INC.: Major Shareholders
SC 13D/A
Thursday, 9/23/2021
Investcorp S.A.: Major Shareholders
4
Thursday, 9/2/2021
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 8/31/2021
Investcorp S.A.: Major Shareholders
4
Tuesday, 8/31/2021
Investcorp S.A.: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 8/30/2021
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
4
Friday, 8/27/2021
CYRUS CAPITAL PARTNERS, L.P.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 8/27/2021
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
SC 13G
Tuesday, 2/16/2021
KENNEDY CAPITAL MANAGEMENT, INC.: Major Shareholders
4
Thursday, 12/10/2020
Shaiman Lee Michael: Statement of changes in beneficial ownership of securities
4
Monday, 12/7/2020
Shaiman Lee Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 11/5/2020
Jansen Christopher E: Statement of changes in beneficial ownership of securities
4
Monday, 9/28/2020
Jansen Christopher E: Statement of changes in beneficial ownership of securities
3
Friday, 5/15/2020
Shaiman Lee Michael: Initial statement of beneficial ownership of securities
4
Thursday, 5/14/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/12/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 5/7/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 5/4/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/29/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 4/24/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/21/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/16/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Monday, 4/13/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/7/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/2/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 3/30/2020
SIPCO HOLDINGS LTD: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
Lee Keith: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 3/23/2020
Investcorp S.A.: Major Shareholders
4
Friday, 3/20/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/17/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 3/12/2020
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
4
Thursday, 3/12/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2020
MAUER MICHAEL: Statement of changes in beneficial ownership of securities
4
Monday, 3/9/2020
MAUER MICHAEL: Statement of changes in beneficial ownership of securities
4
Monday, 3/9/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 3/6/2020
MAUER MICHAEL: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/4/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 2/28/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/25/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 2/20/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 2/14/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
CAXTON CORP: Major Shareholders
SC 13G/A
Wednesday, 2/12/2020
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
4
Tuesday, 2/11/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 2/6/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 2/3/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/29/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Friday, 1/24/2020
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/21/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/15/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 1/10/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/7/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 1/2/2020
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 12/27/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 12/20/2019
Sullivan Thomas J: Statement of changes in beneficial ownership of securities
4
Friday, 12/20/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/17/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 12/12/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 12/9/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 12/6/2019
Investcorp S.A.: Major Shareholders
4
Wednesday, 12/4/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Monday, 12/2/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/26/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Monday, 11/25/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/20/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 11/15/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/6/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Friday, 11/1/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/29/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Friday, 10/25/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/23/2019
Investcorp S.A.: Statement of changes in beneficial ownership of securities
4
Monday, 10/21/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
4
Thursday, 10/17/2019
Investcorp BDC Holdings Ltd: Statement of changes in beneficial ownership of securities
3
Thursday, 10/17/2019
Investcorp BDC Holdings Ltd: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 10/7/2019
Investcorp S.A.: Major Shareholders
SC 13D/A
Friday, 10/4/2019
STIFEL FINANCIAL CORP: Major Shareholders
SC 13D
Friday, 10/4/2019
Investcorp S.A.: Major Shareholders
4
Wednesday, 9/18/2019
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
3
Monday, 9/16/2019
Sullivan Thomas J: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
CAXTON CORP: Major Shareholders
4
Wednesday, 11/14/2018
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
4
Thursday, 9/20/2018
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
4
Friday, 5/18/2018
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
4/A
Monday, 3/12/2018
Jansen Christopher E: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/12/2018
CYRUS CAPITAL PARTNERS, L.P.: Major Shareholders
SC 13G
Tuesday, 1/2/2018
CAXTON CORP: Major Shareholders
4
Wednesday, 11/15/2017
DELGUERCIO ROCCO: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/13/2017
MAUER MICHAEL: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/10/2017
Advisors Asset Management, Inc.: Major Shareholders
4
Wednesday, 3/22/2017
MAUER MICHAEL: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/13/2017
Advisors Asset Management, Inc.: Major Shareholders
3
Wednesday, 6/1/2016
DELGUERCIO ROCCO: Initial statement of beneficial ownership of securities
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Prospectus (6)

RW
Wednesday, 3/30/2022
Registration Withdrawal Request
FWP
Thursday, 3/25/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 3/25/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 3/24/2021
Prospectus filed pursuant to Rule 424(b)(2)
DRS/A
Friday, 9/27/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRS
Tuesday, 7/9/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
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Proxies (48)

DEF 14A
Thursday, 9/28/2023
Definitive proxy statements
DEF 14A
Wednesday, 9/21/2022
Definitive proxy statements
DEF 14A
Friday, 9/24/2021
Definitive proxy statements
DEF 14A
Thursday, 9/24/2020
Definitive proxy statements
DEFA14A
Friday, 11/22/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 11/7/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 11/7/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 10/9/2019
Definitive proxy statements
PRE 14A
Tuesday, 9/17/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 7/12/2019
Definitive proxy statements
PRE 14A
Tuesday, 7/2/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 6/28/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/28/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 12/10/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/7/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 11/30/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 11/28/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 11/7/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/23/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/23/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 9/20/2018
Definitive proxy statements
PRE 14A
Friday, 8/31/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 12/5/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/1/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 11/30/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 11/17/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/13/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/13/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 11/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/30/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/30/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 10/27/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 10/25/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 9/20/2017
Definitive proxy statements
PRE 14A
Friday, 9/1/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 11/16/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 11/15/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 11/9/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 11/3/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/24/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 10/20/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/16/2016
Definitive proxy statements
PRE 14A
Friday, 8/26/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 9/18/2015
Definitive proxy statements
PRE 14A
Friday, 8/28/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 10/10/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/19/2014
Definitive proxy statements
PRE 14A
Thursday, 8/21/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
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