MONROE CAPITAL Corp
Related Filers (114)
- KOENIG THEODORE L (17)
- Monroe Capital BDC Advisors, LLC (11)
- Steele Jeffrey D. (10)
- Monroe Capital Management LLC (9)
- Monroe Capital Partners Fund LP (9)
- Monroe Capital Partners Fund Advisors, Inc. (9)
- MC Funding Ltd. (8)
- BLAIR WILLIAM & CO/IL (7)
- RUBIN ROBERT S (6)
- ALLISON THOMAS J. (6)
- Peck Aaron Daniel (5)
- MONROE CAPITAL Corp SBIC, LP (5)
- MCC SBIC GP, LLC (5)
- Advisors Asset Management, Inc. (5)
- Monroe Capital Partners Fund, LLC (4)
- MONROE CAPITAL MANAGEMENT ADVISORS LLC (4)
- Golman Jeffrey A (3)
- Monroe Capital Senior Secured Direct Loan Fund (Unleveraged) LP (3)
- MONROE CAPITAL SENIOR SECURED DIRECT LOAN FUND LLC (3)
- MONROE FCM DIRECT LOAN FUND, LP (3)
- Monroe Capital Senior Secured Direct Loan Fund LP (3)
- Monroe Capital Partners Fund II, LP (3)
- MONROE CAPITAL PARTNERS FUND II ADVISORS, INC. (3)
- NATHAN JORDE M. (2)
- MONROE FCM DIRECT LOAN FUND, LLC (2)
- MC FUNDING, LTD. 2013-1 (2)
- MONROE CAPITAL PARTNERS FUND II LLC (2)
- Nasdaq Stock Market LLC (1)
- Davidson Caroline (1)
- Solimene Lewis (1)
- MRCC Holding Co XIII, LLC (1)
- Monroe Private Credit Fund A LP (1)
- Monroe Capital Income Plus ABS Funding, LLC (1)
- MRCC Holding Co XVII, LLC (1)
- MRCC Holding Co V, LLC (1)
- MCIP Holding Co V, LLC (1)
- Monroe Capital CLO Manager II LLC (1)
- Monroe Capital Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. (1)
- Monroe Capital Private Credit Master Fund IV SCSp (1)
- MRCC Holding Co XVI, LLC (1)
- Monroe Capital Private Credit Fund I LP (1)
- Monroe Capital Private Credit Fund L LP (1)
- MRCC Holding Co XVIII, LLC (1)
- MCIP Holding Co XVII, LLC (1)
- Monroe Capital Private Credit Fund II-O (Unleveraged Offshore) LP (1)
- Monroe Capital CLO 2014-1, Ltd. (1)
- MCIP Holding Co XIV, LLC (1)
- Monroe Capital MML CLO IX, Ltd. (1)
- Monroe Capital CLO Manager LLC (1)
- MCIP Holding Co XIII, LLC (1)
- Monroe Capital Income Plus Corp (1)
- MRCC Holding Co VIII, LLC (1)
- Monroe Capital Private Credit STARR (Unleveraged) Master Fund 1 LP (1)
- Panther Lender MRCC BDC, LLC (1)
- Monroe Capital Private Credit STARR Fund 1 LP (1)
- MRCC Holding Co II, LLC (1)
- Monroe Capital MML CLO VI, Ltd. (1)
- MCIP Holding Co I, LLC (1)
- MRCC Holding Co VII, LLC (1)
- MCIP Holding Co XII, LLC (1)
- Monroe Capital Fund SCSp SICAV-RAIF - Private Credit Fund III (Unleveraged) (1)
- Monroe Capital MML CLO X, LLC (1)
- Monroe Capital Fund O, LLC (1)
- Monroe Capital Private Credit Fund III LP (1)
- MRCC Holding Co XI, LLC (1)
- Monroe Capital Opportunistic Private Credit Master Fund SCSp (1)
- Monroe Capital Fund SCSp SICAV-RAIF - Private Credit Fund III (1)
- MCIP Holding Co II, LLC (1)
- Monroe Capital Asset Management LLC (1)
- MCIP Holding Co IV, LLC (1)
- MRCC Holding Co III, LLC (1)
- Monroe Capital Private Credit Fund VT LP (1)
- Monroe Capital Fund SCSp SICAV-RAIF - Private Credit Fund (Marsupial) (1)
- Monroe Capital MML CLO XIII, LLC (1)
- MRCC Holding Co XX, LLC (1)
- MRCC Holding Co XII, LLC (1)
- MCIP Holding Co XI, LLC (1)
- MCIP Holding Co VII, LLC (1)
- MCIP Holding Co VI, LLC (1)
- Panther Lender MCIP BDC, LLC (1)
- Monroe Capital MML CLO XI, Ltd. (1)
- MCIP Holding Co XVI, LLC (1)
- Monroe Capital MML CLO 2017-1, Ltd. (1)
- Monroe Capital Private Credit Fund II LP (1)
- MRCC Holding Co IV, LLC (1)
- MRCC Holding Co XIX, LLC (1)
- MCIP Holding Co XV, LLC (1)
- Monroe (NP) U.S. Private Debt Fund LP (1)
- Monroe Capital MML CLO XV, Ltd. (1)
- MRCC Holding Co XIV, LLC (1)
- Monroe Capital Private Credit Fund III (Unleveraged) LP (1)
- MCIP Holding Co X, LLC (1)
- MRCC Holding Co I, LLC (1)
- Monroe Capital MML CLO VII, Ltd. (1)
- Monroe Capital Opportunistic II Private Credit Master Fund SCSp SICAV - RAIF (1)
- MCIP Holding Co III, LLC (1)
- MCIP Holding Co IX, LLC (1)
- Monroe Capital Private Credit Versailles Master Fund SCSp SICAV-RAIF (1)
- Monroe Capital MML CLO 2016-1, Ltd. (1)
- MRCC Holding Co VI, LLC (1)
- Show More ...
Financials (46)
10-Q
Wednesday, 11/8/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/9/2023
Quarterly Report for period ending 2023-06-30
10-Q
Wednesday, 5/10/2023
Quarterly Report for period ending 2023-03-31
10-K
Wednesday, 3/1/2023
Annual Report for period ending 2022-12-31
10-Q
Monday, 11/7/2022
Quarterly Report for period ending 2022-09-30
10-Q
Tuesday, 8/2/2022
Quarterly Report for period ending 2022-06-30
10-Q
Wednesday, 5/4/2022
Quarterly Report for period ending 2022-03-31
10-K
Thursday, 3/3/2022
Annual Report for period ending 2021-12-31
10-Q
Tuesday, 11/2/2021
Quarterly Report for period ending 2021-09-30
10-Q
Tuesday, 8/3/2021
Quarterly Report for period ending 2021-06-30
10-Q
Tuesday, 5/4/2021
Quarterly Report for period ending 2021-03-31
10-K
Tuesday, 3/2/2021
Annual Report for period ending 2020-12-31
10-Q
Wednesday, 11/4/2020
Quarterly Report for period ending 2020-09-30
10-Q
Thursday, 8/6/2020
Quarterly Report for period ending 2020-06-30
10-Q
Friday, 5/8/2020
Quarterly Report for period ending 2020-03-31
10-K
Tuesday, 3/3/2020
Annual Report for period ending 2019-12-31
10-Q
Wednesday, 11/6/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 8/6/2019
Quarterly Report for period ending 2019-06-30
10-Q
Tuesday, 5/7/2019
Quarterly Report for period ending 2019-03-31
10-K/A
Thursday, 4/11/2019
Annual Report for period ending 2018-12-31
10-K
Tuesday, 3/5/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 11/6/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 8/7/2018
Quarterly Report for period ending 2018-06-30
10-Q
Tuesday, 5/8/2018
Quarterly Report for period ending 2018-03-31
10-K
Wednesday, 3/14/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 11/7/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/8/2017
Quarterly Report for period ending 2017-06-30
10-Q
Tuesday, 5/9/2017
Quarterly Report for period ending 2017-03-31
10-K
Tuesday, 3/7/2017
Annual Report for period ending 2016-12-31
10-Q
Monday, 11/7/2016
Quarterly Report for period ending 2016-09-30
10-Q
Monday, 8/8/2016
Quarterly Report for period ending 2016-06-30
10-Q
Tuesday, 5/10/2016
Quarterly Report for period ending 2016-03-31
10-K
Friday, 3/4/2016
Annual Report for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Monday, 8/10/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-K
Friday, 3/6/2015
Annual Report for period ending 2014-12-31
10-Q
Monday, 11/10/2014
Quarterly Report for period ending 2014-09-30
10-Q
Monday, 8/11/2014
Quarterly Report for period ending 2014-06-30
10-Q
Monday, 5/12/2014
Quarterly Report for period ending 2014-03-31
10-K
Friday, 3/7/2014
Annual Report for period ending 2013-12-31
10-Q
Tuesday, 11/12/2013
Quarterly Report for period ending 2013-09-30
10-Q
Tuesday, 8/13/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 5/14/2013
Quarterly Report for period ending 2013-03-31
10-K/A
Tuesday, 4/30/2013
Annual Report for period ending 2012-12-31
10-K
Friday, 3/8/2013
Annual Report for period ending 2012-12-31
News (170)
8-K
Wednesday, 2/14/2024
Current report filing
8-K
Friday, 12/1/2023
Current report filing
8-K
Wednesday, 11/8/2023
Current report filing
8-K
Friday, 11/3/2023
Current report filing
8-K
Friday, 10/20/2023
Current report filing
8-K
Friday, 9/1/2023
Current report filing
8-K
Wednesday, 8/9/2023
Current report filing
8-K
Monday, 7/31/2023
Current report filing
8-K
Thursday, 6/15/2023
Current report filing
8-K
Friday, 6/2/2023
Current report filing
8-K
Wednesday, 5/10/2023
Current report filing
8-K
Wednesday, 4/26/2023
Current report filing
8-K
Wednesday, 3/1/2023
Current report filing
8-K
Friday, 2/10/2023
Current report filing
8-K
Wednesday, 12/28/2022
Current report filing
8-K
Monday, 12/5/2022
Current report filing
8-K
Monday, 11/7/2022
Current report filing
8-K
Friday, 10/21/2022
Current report filing
8-K
Friday, 9/2/2022
Current report filing
8-K
Friday, 9/2/2022
Current report filing
8-K
Tuesday, 8/2/2022
Current report filing
8-K
Wednesday, 7/20/2022
Current report filing
8-K
Thursday, 6/30/2022
Current report filing
8-K
Thursday, 6/9/2022
Current report filing
8-K
Wednesday, 6/1/2022
Current report filing
8-K
Tuesday, 5/3/2022
Current report filing
8-K
Monday, 4/25/2022
Current report filing
8-K
Wednesday, 3/2/2022
Current report filing
8-K
Wednesday, 2/9/2022
Current report filing
8-K
Thursday, 12/2/2021
Current report filing
8-K
Tuesday, 11/2/2021
Current report filing
8-K
Monday, 10/25/2021
Current report filing
8-K
Thursday, 9/2/2021
Current report filing
8-K
Tuesday, 8/3/2021
Current report filing
8-K
Thursday, 7/22/2021
Current report filing
8-K
Thursday, 6/17/2021
Current report filing
8-K
Wednesday, 6/2/2021
Current report filing
8-K
Tuesday, 5/4/2021
Current report filing
8-K
Thursday, 4/22/2021
Current report filing
8-K
Tuesday, 3/2/2021
Current report filing
8-K
Friday, 2/12/2021
Current report filing
8-K
Monday, 1/25/2021
Current report filing
8-K
Tuesday, 1/19/2021
Current report filing
8-K
Tuesday, 1/19/2021
Current report filing
8-K
Friday, 12/4/2020
Current report filing
8-K
Wednesday, 11/4/2020
Current report filing
8-K
Thursday, 10/22/2020
Current report filing
8-K
Friday, 9/4/2020
Current report filing
8-K
Wednesday, 8/5/2020
Current report filing
8-K
Wednesday, 7/29/2020
Current report filing
8-K
Thursday, 6/18/2020
Current report filing
8-K
Friday, 5/22/2020
Current report filing
8-K
Friday, 5/8/2020
Current report filing
8-K
Friday, 5/8/2020
Current report filing
8-K
Wednesday, 4/22/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Friday, 2/14/2020
Current report filing
8-K
Monday, 12/2/2019
Current report filing
8-K
Wednesday, 11/6/2019
Current report filing
8-K
Wednesday, 10/30/2019
Current report filing
8-K
Wednesday, 10/23/2019
Current report filing
8-K
Wednesday, 10/2/2019
Current report filing
8-K
Tuesday, 9/3/2019
Current report filing
8-K
Tuesday, 8/6/2019
Current report filing
8-K
Wednesday, 7/24/2019
Current report filing
8-K
Thursday, 6/20/2019
Current report filing
8-K
Friday, 5/31/2019
Current report filing
8-K
Tuesday, 5/7/2019
Current report filing
8-K
Wednesday, 4/24/2019
Current report filing
8-K
Wednesday, 3/20/2019
Current report filing
8-K
Tuesday, 3/5/2019
Current report filing
8-K
Friday, 2/15/2019
Current report filing
8-K
Friday, 11/30/2018
Current report filing
8-K
Tuesday, 11/6/2018
Current report filing
8-K
Wednesday, 10/24/2018
Current report filing
8-K
Friday, 8/31/2018
Current report filing
8-K
Tuesday, 8/7/2018
Current report filing
8-K
Thursday, 7/26/2018
Current report filing
8-K
Thursday, 6/21/2018
Current report filing
8-K
Friday, 6/1/2018
Current report filing
8-K
Tuesday, 5/8/2018
Current report filing
8-K
Monday, 4/30/2018
Current report filing
8-K
Friday, 4/27/2018
Current report filing
8-K
Monday, 4/2/2018
Current report filing
8-K
Wednesday, 3/14/2018
Current report filing
8-K
Thursday, 3/1/2018
Current report filing
8-K
Wednesday, 2/21/2018
Current report filing
8-K
Friday, 12/1/2017
Current report filing
8-K
Tuesday, 11/7/2017
Current report filing
8-K
Wednesday, 11/1/2017
Current report filing
8-K
Tuesday, 10/24/2017
Current report filing
8-K
Thursday, 8/31/2017
Current report filing
8-K
Tuesday, 8/8/2017
Current report filing
8-K
Thursday, 7/20/2017
Current report filing
8-K
Friday, 6/23/2017
Current report filing
8-K
Wednesday, 5/31/2017
Current report filing
8-K
Tuesday, 5/9/2017
Current report filing
8-K
Monday, 4/24/2017
Current report filing
8-K
Wednesday, 3/8/2017
Current report filing
8-K
Thursday, 2/23/2017
Current report filing
Other (160)
EFFECT
Thursday, 10/12/2023
Notice of Effectiveness
N-2/A
Thursday, 9/21/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 8/29/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 6/23/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
ARS
Tuesday, 4/18/2023
Annual report to security holders
40-17G
Tuesday, 2/14/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Tuesday, 1/10/2023
None
APP NTC
Tuesday, 1/10/2023
None
40-APP
Monday, 9/26/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Tuesday, 2/22/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Tuesday, 4/20/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Thursday, 2/18/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Wednesday, 2/17/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Monday, 1/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Tuesday, 1/19/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Friday, 1/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 1/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 1/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Wednesday, 1/13/2021
Application for designation of a new trustee under the Trust Indenture Act
497
Wednesday, 6/24/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 6/24/2020
Notice of Effectiveness
N-2/A
Monday, 6/22/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 6/2/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/2/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Friday, 5/8/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Wednesday, 4/22/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 4/17/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 2/5/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Tuesday, 6/25/2019
Notice of Effectiveness
POS 8C
Friday, 6/21/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 6/21/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 3/28/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 3/28/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Friday, 3/22/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 3/20/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 3/20/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Tuesday, 11/27/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Wednesday, 9/12/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Wednesday, 9/12/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Wednesday, 9/12/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Thursday, 9/6/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 9/6/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 9/6/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 9/5/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Wednesday, 9/5/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 9/5/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 8/10/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 6/7/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 6/1/2018
Notice of Effectiveness
CORRESP
Friday, 6/1/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/1/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 5/24/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 5/24/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Monday, 3/26/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 3/26/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 12/13/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 11/16/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 8/15/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 6/14/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 6/9/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 6/9/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 6/9/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 6/8/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 6/8/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 5/12/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 5/12/2017
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Friday, 4/28/2017
Notice of Effectiveness
CORRESP
Wednesday, 4/26/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 4/25/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 4/25/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 4/25/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 4/14/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 4/14/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 3/13/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497
Monday, 3/13/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 11/7/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 11/7/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Wednesday, 8/31/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 7/25/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 7/21/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 7/21/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 7/20/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 7/19/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 7/19/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 7/1/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Tuesday, 6/28/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Tuesday, 6/28/2016
Notice of Effectiveness
CORRESP
Tuesday, 6/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 6/17/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 6/17/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 3/8/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 3/8/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 11/9/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 11/9/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 8/10/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 5/28/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 4/20/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 4/16/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 4/16/2015
Post-effective amendment filed solely to add exhibits to a registration statement
Ownership (63)
4
Tuesday, 7/5/2022
ALLISON THOMAS J.: Statement of changes in beneficial ownership of securities
3
Thursday, 6/30/2022
Davidson Caroline: Initial statement of beneficial ownership of securities
3
Thursday, 6/30/2022
Solimene Lewis: Initial statement of beneficial ownership of securities
4
Friday, 8/20/2021
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/8/2020
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2020
RUBIN ROBERT S: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/1/2020
ALLISON THOMAS J.: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 4/1/2020
ALLISON THOMAS J.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2020
NATHAN JORDE M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
RUBIN ROBERT S: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Peck Aaron Daniel: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
Peck Aaron Daniel: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2020
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4/A
Thursday, 3/21/2019
RUBIN ROBERT S: Statement of changes in beneficial ownership of securities
4
Thursday, 1/3/2019
ALLISON THOMAS J.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/3/2019
RUBIN ROBERT S: Statement of changes in beneficial ownership of securities
4
Thursday, 12/27/2018
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/26/2018
Peck Aaron Daniel: Statement of changes in beneficial ownership of securities
4
Thursday, 6/21/2018
Golman Jeffrey A: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Friday, 9/8/2017
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/21/2017
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/14/2017
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Friday, 5/12/2017
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
BLAIR WILLIAM & CO/IL: Major Shareholders
SC 13G/A
Monday, 2/13/2017
Advisors Asset Management, Inc.: Major Shareholders
4
Tuesday, 12/13/2016
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 11/10/2016
Advisors Asset Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 3/22/2016
BLAIR WILLIAM & CO/IL: Major Shareholders
4
Monday, 3/21/2016
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2016
BLAIR WILLIAM & CO/IL: Major Shareholders
SC 13G/A
Wednesday, 2/10/2016
Advisors Asset Management, Inc.: Major Shareholders
4
Wednesday, 12/16/2015
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/25/2015
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 7/2/2015
BLAIR WILLIAM & CO/IL: Major Shareholders
SC 13G/A
Tuesday, 3/10/2015
Advisors Asset Management, Inc.: Major Shareholders
SC 13G
Wednesday, 2/11/2015
Advisors Asset Management, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/4/2015
BLAIR WILLIAM & CO/IL: Major Shareholders
SC 13G/A
Thursday, 2/6/2014
BLAIR WILLIAM & CO/IL: Major Shareholders
4
Monday, 12/9/2013
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 12/4/2013
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/4/2013
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/3/2013
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Monday, 11/18/2013
ALLISON THOMAS J.: Statement of changes in beneficial ownership of securities
4
Monday, 8/19/2013
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Friday, 8/16/2013
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Friday, 8/16/2013
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
3
Thursday, 5/2/2013
NATHAN JORDE M.: Initial statement of beneficial ownership of securities
3
Thursday, 5/2/2013
ALLISON THOMAS J.: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/5/2013
BLAIR WILLIAM & CO/IL: Major Shareholders
4
Friday, 10/26/2012
Steele Jeffrey D.: Statement of changes in beneficial ownership of securities
4
Friday, 10/26/2012
RUBIN ROBERT S: Statement of changes in beneficial ownership of securities
4
Friday, 10/26/2012
Peck Aaron Daniel: Statement of changes in beneficial ownership of securities
4
Friday, 10/26/2012
KOENIG THEODORE L: Statement of changes in beneficial ownership of securities
4
Friday, 10/26/2012
Golman Jeffrey A: Statement of changes in beneficial ownership of securities
3
Wednesday, 10/24/2012
Golman Jeffrey A: Initial statement of beneficial ownership of securities
3
Wednesday, 10/24/2012
Peck Aaron Daniel: Initial statement of beneficial ownership of securities
3
Wednesday, 10/24/2012
RUBIN ROBERT S: Initial statement of beneficial ownership of securities
3
Wednesday, 10/24/2012
Steele Jeffrey D.: Initial statement of beneficial ownership of securities
3
Wednesday, 10/24/2012
KOENIG THEODORE L: Initial statement of beneficial ownership of securities
Prospectus (3)
424B2
Tuesday, 1/19/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 1/15/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Friday, 1/15/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
Proxies (34)
DEF 14A
Tuesday, 4/18/2023
Definitive proxy statements
PRE 14A
Friday, 4/7/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/2/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 4/18/2022
Definitive proxy statements
PRE 14A
Friday, 4/8/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 5/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/20/2021
Definitive proxy statements
PRE 14A
Friday, 4/9/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 6/8/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/26/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/22/2020
Definitive proxy statements
PRE 14A
Thursday, 4/9/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/6/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/24/2019
Definitive proxy statements
PRE 14A
Friday, 4/5/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/14/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/6/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/27/2018
Definitive proxy statements
PRER14A
Friday, 4/20/2018
Preliminary revised proxy soliciting materials
PRE 14A
Monday, 4/9/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/26/2017
Definitive proxy statements
PRE 14A
Friday, 4/7/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 7/7/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/20/2016
Definitive proxy statements
PRE 14A
Friday, 4/1/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/22/2015
Definitive proxy statements
PRE 14A
Friday, 4/3/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/19/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/30/2014
Definitive proxy statements
PRE 14A
Friday, 4/11/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/19/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 5/22/2013
Definitive proxy statements
PRE 14A
Thursday, 5/9/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition