ALLIANCEBERNSTEIN INCOME FUND INC
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- AB GLOBAL BOND FUND, INC. (2)
- AB INSTITUTIONAL FUNDS INC (2)
- AB INTERNATIONAL GROWTH FUND INC (2)
- AB MUNICIPAL INCOME FUND II (2)
- AB PORTFOLIOS (2)
- AB HIGH INCOME FUND INC (2)
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- MANLEY MARK R (1)
- FARRELL EDWARD J (1)
- FAY SHARON E (1)
- STEYN DAVID A (1)
- MASTERS SETH J (1)
- PHLEGAR JEFFREY S (1)
- GORDON MARK R (1)
- Moreau Nicolas (1)
- Cranch Laurence E (1)
- Carrel-Billiard Dominique (1)
- Cohen Lawrence H (1)
- Downey Michael (1)
- Smith A W Pete Jr (1)
- HICKS WESTON M (1)
- GUZY D JAMES SR (1)
- Etzenbach Peter (1)
- WEINER EARL D (1)
- Gingrich James A (1)
- ACM MUNICIPAL SECURITIES INCOME FUND INC (1)
- ALLIANCE ALL MARKET ADVANTAGE FUND INC (1)
- Tencza Gregory J (1)
- Hechinger Deborah S (1)
- DZIADZIO RICHARD S (1)
- ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH FUND INC (1)
- ALLIANCEBERNSTEIN GLOBAL HEALTH CARE FUND INC (1)
- Keith Robert M (1)
- Lane Nick (1)
- MOODY GARRY L (1)
- Kraus Peter S (1)
- Taggart Richard G (1)
- Massad Lori A (1)
- DOBKIN JOHN H (1)
- HOWARD JOHN B (1)
- Clarke Phyllis J. (1)
- Distenfeld Gershon M (1)
- Mantineo Joseph J (1)
- ELLIOTT STEVEN G (1)
- Molloy Kevin (1)
- Pearson Mark (1)
- van Brugge Robert P (1)
- McMahon Andrew J (1)
- Weisenseel John C (1)
- ALLIANCEBERNSTEIN GREATER CHINA 97 FUND INC (1)
- PEEBLES DOUGLAS J (1)
- DeNoon Paul J. (1)
- TURNER MARSHALL C (1)
- SCHOEN SCOTT A (1)
- WEINREICH JOSHUA (1)
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Other (148)
N-8F ORDR
Thursday, 1/26/2017
None
N-8F NTC
Wednesday, 1/4/2017
None
N-8F
Friday, 11/18/2016
Application for deregistration made on Form N-8F
N-PX
Wednesday, 8/31/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/1/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 5/27/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
25-NSE
Tuesday, 4/26/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-CSR
Thursday, 3/3/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/29/2016
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/25/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 9/4/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/31/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/31/2015
Semi-annual report for management companies filed on Form N-SAR
40-17G
Monday, 6/8/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/27/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/5/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2015
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/26/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Friday, 8/29/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 8/29/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/28/2014
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Wednesday, 7/16/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 6/18/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 5/29/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/6/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/28/2014
Annual report for management companies filed on Form N-SAR
CORRESP
Tuesday, 2/18/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Tuesday, 11/26/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/3/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/29/2013
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/27/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Tuesday, 6/11/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 5/28/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 3/6/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 2/28/2013
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 11/29/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/30/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 8/30/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/29/2012
Semi-annual report for management companies filed on Form N-SAR
40-17G/A
Friday, 8/24/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 5/25/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Monday, 3/5/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 2/29/2012
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 11/25/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 9/2/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/31/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/29/2011
Semi-annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 6/7/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 5/27/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/7/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/28/2011
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/24/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/1/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/31/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/30/2010
Semi-annual report for management companies filed on Form N-SAR
40-17G
Thursday, 6/24/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 5/27/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/4/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/26/2010
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/25/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/1/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/31/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Thursday, 8/27/2009
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 6/1/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 5/22/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G/A
Tuesday, 3/17/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/6/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2009
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 11/28/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 9/3/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/29/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Wednesday, 8/27/2008
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 5/30/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 3/31/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/7/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/29/2008
Annual report for management companies filed on Form N-SAR
N-Q
Thursday, 11/29/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 8/31/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/30/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Wednesday, 8/29/2007
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 5/30/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 3/16/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/9/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/1/2007
Annual report for management companies filed on Form N-SAR
POS EX
Wednesday, 2/28/2007
Post-effective amendment filed solely to add exhibits to a registration statement
N-Q
Tuesday, 11/28/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 10/31/2006
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 10/26/2006
Notice of Effectiveness
N-14 8C
Friday, 9/22/2006
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-CSRS
Thursday, 9/7/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/31/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Tuesday, 8/29/2006
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 5/30/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/10/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 3/1/2006
Annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 11/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/8/2005
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/30/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/29/2005
Semi-annual report for management companies filed on Form N-SAR
Ownership (72)
SC 13G/A
Tuesday, 5/10/2016
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G
Friday, 1/29/2016
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13D/A
Monday, 10/19/2015
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Thursday, 9/10/2015
Karpus Management, Inc.: Major Shareholders
4
Wednesday, 8/26/2015
Sheridan Matthew S: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 3/25/2015
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Tuesday, 2/17/2015
Luxor Capital Group, LP: Major Shareholders
3
Friday, 2/13/2015
Messer Heidi S: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 11/20/2014
Karpus Management, Inc.: Major Shareholders
SC 13D
Thursday, 10/23/2014
Karpus Management, Inc.: Major Shareholders
3
Wednesday, 2/19/2014
Thimann Christian: Initial statement of beneficial ownership of securities
SC 13D/A
Tuesday, 2/18/2014
Karpus Management, Inc.: Major Shareholders
SC 13G
Monday, 2/10/2014
Luxor Capital Group, LP: Major Shareholders
SC 13D
Friday, 12/20/2013
Karpus Management, Inc.: Major Shareholders
3
Friday, 8/9/2013
SCHOEN SCOTT A: Initial statement of beneficial ownership of securities
3
Friday, 8/9/2013
WEINREICH JOSHUA: Initial statement of beneficial ownership of securities
4
Monday, 6/24/2013
TURNER MARSHALL C: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/19/2013
DeNoon Paul J.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/19/2013
DeNoon Paul J.: Statement of changes in beneficial ownership of securities
4
Friday, 6/14/2013
PEEBLES DOUGLAS J: Statement of changes in beneficial ownership of securities
4
Friday, 6/14/2013
Sheridan Matthew S: Statement of changes in beneficial ownership of securities
4
Friday, 6/14/2013
Sheridan Matthew S: Statement of changes in beneficial ownership of securities
3
Tuesday, 5/22/2012
Weisenseel John C: Initial statement of beneficial ownership of securities
4
Wednesday, 5/16/2012
JACKLIN NANCY P: Statement of changes in beneficial ownership of securities
3
Friday, 4/20/2012
McMahon Andrew J: Initial statement of beneficial ownership of securities
3
Tuesday, 12/27/2011
van Brugge Robert P: Initial statement of beneficial ownership of securities
4/A
Friday, 9/16/2011
TURNER MARSHALL C: Statement of changes in beneficial ownership of securities
4
Friday, 9/9/2011
TURNER MARSHALL C: Statement of changes in beneficial ownership of securities
3
Thursday, 2/10/2011
Pearson Mark: Initial statement of beneficial ownership of securities
3
Monday, 2/7/2011
ELLIOTT STEVEN G: Initial statement of beneficial ownership of securities
3
Monday, 2/7/2011
Molloy Kevin: Initial statement of beneficial ownership of securities
4
Thursday, 12/16/2010
PEEBLES DOUGLAS J: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/12/2010
Sheridan Matthew S: Initial statement of beneficial ownership of securities
3
Friday, 9/10/2010
Distenfeld Gershon M: Initial statement of beneficial ownership of securities
3
Friday, 9/10/2010
Mantineo Joseph J: Initial statement of beneficial ownership of securities
3
Friday, 9/10/2010
Clarke Phyllis J.: Initial statement of beneficial ownership of securities
3
Tuesday, 3/30/2010
HOWARD JOHN B: Initial statement of beneficial ownership of securities
4/A
Wednesday, 2/24/2010
DOBKIN JOHN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/17/2010
DOBKIN JOHN H: Statement of changes in beneficial ownership of securities
3
Friday, 2/13/2009
Massad Lori A: Initial statement of beneficial ownership of securities
3
Tuesday, 1/27/2009
Taggart Richard G: Initial statement of beneficial ownership of securities
3
Monday, 12/29/2008
Kraus Peter S: Initial statement of beneficial ownership of securities
4
Wednesday, 10/15/2008
MOODY GARRY L: Statement of changes in beneficial ownership of securities
3
Friday, 8/1/2008
Lane Nick: Initial statement of beneficial ownership of securities
3
Thursday, 6/19/2008
Keith Robert M: Initial statement of beneficial ownership of securities
3
Friday, 2/8/2008
MOODY GARRY L: Initial statement of beneficial ownership of securities
3
Wednesday, 5/23/2007
DZIADZIO RICHARD S: Initial statement of beneficial ownership of securities
3
Thursday, 5/10/2007
Hechinger Deborah S: Initial statement of beneficial ownership of securities
3
Tuesday, 4/17/2007
Tencza Gregory J: Initial statement of beneficial ownership of securities
3
Monday, 2/12/2007
Gingrich James A: Initial statement of beneficial ownership of securities
3
Thursday, 1/25/2007
WEINER EARL D: Initial statement of beneficial ownership of securities
3
Tuesday, 6/20/2006
JACKLIN NANCY P: Initial statement of beneficial ownership of securities
3
Friday, 5/12/2006
Etzenbach Peter: Initial statement of beneficial ownership of securities
4
Wednesday, 1/11/2006
TURNER MARSHALL C: Statement of changes in beneficial ownership of securities
3
Friday, 12/23/2005
GUZY D JAMES SR: Initial statement of beneficial ownership of securities
3
Thursday, 12/15/2005
TURNER MARSHALL C: Initial statement of beneficial ownership of securities
3
Wednesday, 8/3/2005
HICKS WESTON M: Initial statement of beneficial ownership of securities
3
Wednesday, 8/3/2005
Smith A W Pete Jr: Initial statement of beneficial ownership of securities
4/A
Friday, 1/21/2005
Downey Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 1/20/2005
Downey Michael: Statement of changes in beneficial ownership of securities
3
Friday, 1/14/2005
Downey Michael: Initial statement of beneficial ownership of securities
3
Monday, 11/22/2004
Cohen Lawrence H: Initial statement of beneficial ownership of securities
3
Thursday, 8/5/2004
Carrel-Billiard Dominique: Initial statement of beneficial ownership of securities
3
Monday, 7/12/2004
Cranch Laurence E: Initial statement of beneficial ownership of securities
3
Tuesday, 7/6/2004
Moreau Nicolas: Initial statement of beneficial ownership of securities
3
Wednesday, 5/12/2004
GORDON MARK R: Initial statement of beneficial ownership of securities
3
Wednesday, 4/7/2004
PHLEGAR JEFFREY S: Initial statement of beneficial ownership of securities
3
Tuesday, 2/10/2004
MASTERS SETH J: Initial statement of beneficial ownership of securities
3
Friday, 11/21/2003
STEYN DAVID A: Initial statement of beneficial ownership of securities
3
Friday, 11/21/2003
FAY SHARON E: Initial statement of beneficial ownership of securities
3
Thursday, 11/20/2003
FARRELL EDWARD J: Initial statement of beneficial ownership of securities
3
Friday, 8/8/2003
MANLEY MARK R: Initial statement of beneficial ownership of securities
Proxies (26)
DEF 14A
Friday, 2/27/2015
Definitive proxy statements
DEFA14A
Wednesday, 3/5/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 2/19/2014
Definitive proxy statements
PRE 14A
Friday, 2/7/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 2/6/2014
Definitive proxy statements
DEF 14A
Thursday, 2/21/2013
Definitive proxy statements
DEF 14A
Tuesday, 2/21/2012
Definitive proxy statements
DEF 14A
Wednesday, 2/23/2011
Definitive proxy statements
DEF 14A
Friday, 2/19/2010
Definitive proxy statements
DEF 14A
Wednesday, 2/18/2009
Definitive proxy statements
DEF 14A
Monday, 2/25/2008
Definitive proxy statements
DEFA14A
Wednesday, 3/28/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/8/2007
Definitive proxy statements
DEFA14A
Tuesday, 11/28/2006
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 2/28/2006
Definitive proxy statements
DEF 14A
Tuesday, 2/22/2005
Definitive proxy statements
DEF 14A
Monday, 2/23/2004
Definitive proxy statements
DEF 14A
Wednesday, 2/26/2003
Definitive proxy statements
DEF 14A
Friday, 2/22/2002
Definitive proxy statements
PRE 14A
Thursday, 2/7/2002
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 2/8/2001
Definitive proxy statements
DEF 14A
Tuesday, 2/22/2000
Definitive proxy statements
DEF 14A
Tuesday, 1/26/1999
Definitive proxy statements
DEF 14A
Monday, 4/27/1998
Definitive proxy statements
DEF 14A
Thursday, 5/29/1997
Definitive proxy statements
PRE 14A
Monday, 5/12/1997
Preliminary proxy statement not related to a contested matter or merger/acquisition