KOREA FUND INC

Related Filers (179)

Financials (9)

NT-NSAR
Thursday, 2/28/2002
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2001-12-31
NT-NSAR
Tuesday, 8/28/2001
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2001-06-30
NT-NSAR
Thursday, 3/1/2001
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2000-12-31
NT-NSAR
Monday, 2/28/2000
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1999-12-31
NT-NSAR
Friday, 2/19/1999
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1998-12-31
NT-NSAR
Friday, 8/28/1998
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1998-06-30
NT-NSAR
Tuesday, 2/24/1998
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1997-12-31
NT-NSAR
Thursday, 8/28/1997
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1997-06-30
NT-NSAR
Friday, 2/7/1997
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 1996-12-31
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News (6)

8-K
Tuesday, 7/7/2020
Current report filing
8-K
Tuesday, 3/2/2010
Current report filing
8-K
Monday, 9/8/2008
Current report filing
8-K
Monday, 9/10/2007
Current report filing
8-K
Thursday, 7/5/2007
Current report filing
8-K
Wednesday, 5/23/2007
Current report filing
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Other (232)

40-17F2
Tuesday, 1/16/2024
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NPORT-P
Monday, 11/27/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Wednesday, 11/1/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CEN
Monday, 9/11/2023
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 8/29/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/25/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 8/22/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 5/24/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 5/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Thursday, 4/27/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSRS
Friday, 3/3/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Monday, 2/6/2023
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Thursday, 2/2/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR/A
Thursday, 2/2/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17F2
Wednesday, 11/30/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NPORT-P
Tuesday, 11/22/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Friday, 9/9/2022
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 8/31/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/30/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 8/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 6/13/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 5/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Thursday, 3/10/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CSRS
Wednesday, 3/2/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Monday, 2/7/2022
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
NPORT-P
Monday, 11/22/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17F2
Thursday, 10/28/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
40-17F2
Friday, 10/1/2021
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-CEN
Thursday, 9/9/2021
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 9/1/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX/A
Wednesday, 9/1/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Tuesday, 8/31/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Thursday, 8/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 5/25/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Thursday, 5/20/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 3/5/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/5/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Tuesday, 12/1/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Tuesday, 11/24/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 9/9/2020
Annual Report for Registered Investment Companies
N-PX
Monday, 8/31/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 8/28/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 8/5/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 6/4/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 5/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 2/26/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/18/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 11/26/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Friday, 9/6/2019
Annual Report for Registered Investment Companies
N-CSR
Thursday, 8/29/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/28/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Tuesday, 6/18/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-EX
Wednesday, 5/29/2019
Portfolio Holdings Exhibit to Form N-PORT
N-CSRS
Tuesday, 3/5/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Tuesday, 11/20/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CEN
Thursday, 9/13/2018
Annual Report for Registered Investment Companies
N-CSR
Friday, 8/31/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/28/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Tuesday, 6/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/23/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 3/1/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 2/27/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 11/21/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 8/31/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/30/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Friday, 8/25/2017
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 6/2/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/24/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-A
Friday, 2/24/2017
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Thursday, 2/23/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Wednesday, 11/23/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 8/30/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/26/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Thursday, 8/25/2016
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 6/17/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 5/24/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 2/25/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 2/24/2016
Semi-annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/23/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 8/27/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 8/25/2015
Annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/21/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Thursday, 7/2/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/20/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS/A
Tuesday, 3/10/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSRS
Monday, 3/2/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 2/26/2015
Semi-annual report for management companies filed on Form N-SAR
N-Q
Thursday, 11/20/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR/A
Wednesday, 9/3/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Friday, 8/29/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/27/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-B
Wednesday, 8/27/2014
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 6/3/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 5/21/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 2/28/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 2/27/2014
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Monday, 2/3/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 11/22/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
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Ownership (359)

SC 13G/A
Thursday, 2/15/2024
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 2/9/2024
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Thursday, 2/8/2024
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 1/12/2024
Allspring Global Investments Holdings, LLC: Major Shareholders
4
Wednesday, 9/27/2023
Hu Yan: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 3/8/2023
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Monday, 2/13/2023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Friday, 1/13/2023
Allspring Global Investments Holdings, LLC: Major Shareholders
SC 13D/A
Thursday, 4/28/2022
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO: Major Shareholders
SC 13D
Thursday, 3/24/2022
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO: Major Shareholders
SC 13G/A
Monday, 2/14/2022
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/11/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Thursday, 2/10/2022
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G
Tuesday, 1/18/2022
Allspring Global Investments Holdings, LLC: Major Shareholders
3
Wednesday, 11/10/2021
Hu Yan: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2021
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/12/2021
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Major Shareholders
SC 13G/A
Wednesday, 2/10/2021
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
3
Wednesday, 1/13/2021
CRINAGE SIMON JAMES: Initial statement of beneficial ownership of securities
3
Monday, 1/11/2021
Cho John Wonki: Initial statement of beneficial ownership of securities
3
Friday, 1/8/2021
JPMorgan Asset Management (Asia Pacific) Ltd: Initial statement of beneficial ownership of securities
3
Friday, 1/8/2021
Ebrahim Ayaz Hatim: Initial statement of beneficial ownership of securities
3
Thursday, 1/7/2021
Martin Neil S: Initial statement of beneficial ownership of securities
3
Thursday, 1/7/2021
Lekstutis Carmine: Initial statement of beneficial ownership of securities
3
Thursday, 1/7/2021
Ungerman Stephen M: Initial statement of beneficial ownership of securities
3
Thursday, 1/7/2021
Winship Paul Francis: Initial statement of beneficial ownership of securities
3
Wednesday, 9/2/2020
Sippel Matthew J: Initial statement of beneficial ownership of securities
3
Friday, 3/6/2020
Yun Chung Jun: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/12/2020
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Tuesday, 2/11/2020
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Monday, 2/10/2020
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/7/2020
1607 Capital Partners, LLC: Major Shareholders
3
Tuesday, 9/3/2019
Pushpaharan Gem: Initial statement of beneficial ownership of securities
3
Friday, 8/30/2019
Viggiano John: Initial statement of beneficial ownership of securities
3
Tuesday, 5/14/2019
Borreggine Angela: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/13/2019
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Friday, 2/8/2019
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Thursday, 9/20/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 9/18/2018
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Wednesday, 9/12/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 8/17/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Thursday, 8/16/2018
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/15/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/1/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 7/20/2018
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
4
Friday, 6/22/2018
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/19/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/13/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/29/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 5/14/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 5/7/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/24/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 4/20/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Thursday, 4/19/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/18/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/17/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 4/16/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Thursday, 3/29/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 3/26/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 3/23/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Friday, 3/16/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Thursday, 3/15/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/6/2018
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
1607 Capital Partners, LLC: Major Shareholders
SC 13D/A
Friday, 2/9/2018
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Thursday, 2/8/2018
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13D/A
Thursday, 9/21/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Tuesday, 8/15/2017
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Monday, 8/7/2017
CITY OF LONDON INVESTMENT GROUP PLC: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2017
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/6/2017
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/6/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
4
Friday, 4/21/2017
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Statement of changes in beneficial ownership of securities
3
Friday, 4/7/2017
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: Initial statement of beneficial ownership of securities
SC 13D
Tuesday, 3/28/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Monday, 2/13/2017
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Monday, 2/13/2017
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Thursday, 2/9/2017
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Wednesday, 2/8/2017
ABERDEEN ASSET MANAGEMENT PLC/UK: Major Shareholders
3
Tuesday, 1/10/2017
Thompson Kathleen C.: Initial statement of beneficial ownership of securities
3
Monday, 1/9/2017
Mildner Heiko: Initial statement of beneficial ownership of securities
3
Monday, 12/12/2016
Allianz Global Investors U.S. LLC: Initial statement of beneficial ownership of securities
3
Monday, 12/5/2016
Allianz Asset Management of America L.P.: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
Fischer Ben J: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
Lohrfink Jill: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
Allianz Global Investors U.S. Holdings LLC: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
Claussen Barbara R: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
Carroll John: Initial statement of beneficial ownership of securities
3
Friday, 12/2/2016
FORSYTH DOUGLAS: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2016
Dzemaili Orhan: Initial statement of beneficial ownership of securities
3
Friday, 6/17/2016
Parker Jeffrey D: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2016
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Friday, 2/12/2016
CITY OF LONDON INVESTMENT GROUP PLC: Major Shareholders
SC 13G/A
Tuesday, 2/9/2016
LAZARD ASSET MANAGEMENT LLC: Major Shareholders
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Prospectus (26)

SC TO-I/A
Tuesday, 5/30/2017
Issuer tender offer statement
SC TO-I/A
Wednesday, 5/24/2017
Issuer tender offer statement
SC TO-I
Wednesday, 4/26/2017
Issuer tender offer statement
SC TO-C
Wednesday, 4/19/2017
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Tuesday, 4/29/2008
Issuer tender offer statement
SC TO-I/A
Tuesday, 4/22/2008
Issuer tender offer statement
SC TO-I
Thursday, 3/20/2008
Issuer tender offer statement
SC TO-C
Monday, 1/14/2008
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Friday, 11/3/2006
Issuer tender offer statement
SC TO-I/A
Monday, 10/30/2006
Issuer tender offer statement
SC TO-I
Friday, 9/29/2006
Issuer tender offer statement
SC TO-I/A
Friday, 2/24/2006
Issuer tender offer statement
SC TO-I/A
Friday, 2/17/2006
Issuer tender offer statement
SC TO-I
Thursday, 1/19/2006
Issuer tender offer statement
SC TO-C
Tuesday, 1/17/2006
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Thursday, 8/25/2005
Issuer tender offer statement
SC TO-I/A
Monday, 8/22/2005
Issuer tender offer statement
SC TO-I/A
Wednesday, 8/17/2005
Issuer tender offer statement
SC TO-I
Friday, 7/8/2005
Issuer tender offer statement
SC TO-C
Thursday, 7/7/2005
Written communication relating to an issuer or third party tender offer
SC TO-C
Thursday, 12/16/2004
Written communication relating to an issuer or third party tender offer
SC TO-I/A
Friday, 2/27/2004
Issuer tender offer statement
SC TO-I/A
Tuesday, 2/24/2004
Issuer tender offer statement
SC TO-I/A
Thursday, 2/12/2004
Issuer tender offer statement
SC TO-I
Friday, 1/23/2004
Issuer tender offer statement
SC TO-C
Wednesday, 1/21/2004
Written communication relating to an issuer or third party tender offer
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Proxies (64)

DEF 14A
Wednesday, 8/30/2023
Definitive proxy statements
DEF 14A
Wednesday, 8/31/2022
Definitive proxy statements
DEF 14A
Thursday, 9/9/2021
Definitive proxy statements
DEF 14A
Tuesday, 12/1/2020
Definitive proxy statements
PRE 14A
Friday, 11/13/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 9/4/2020
Definitive proxy statements
DEF 14A
Friday, 9/6/2019
Definitive proxy statements
DEF 14A
Friday, 9/7/2018
Definitive proxy statements
DEF 14A
Thursday, 9/7/2017
Definitive proxy statements
DEF 14A
Monday, 9/12/2016
Definitive proxy statements
DEF 14A
Thursday, 9/10/2015
Definitive proxy statements
DEF 14A
Friday, 9/19/2014
Definitive proxy statements
DEF 14A
Friday, 9/27/2013
Definitive proxy statements
DEF 14A
Friday, 9/28/2012
Definitive proxy statements
DEF 14A
Thursday, 9/29/2011
Definitive proxy statements
DEF 14A
Tuesday, 9/28/2010
Definitive proxy statements
DEF 14A
Tuesday, 9/22/2009
Definitive proxy statements
PRE 14A
Wednesday, 9/9/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 11/6/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/3/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 10/16/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 10/2/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/22/2008
Definitive proxy statements
PRE 14A
Friday, 9/12/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 10/9/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/20/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/10/2007
Definitive proxy statements
PRE 14A
Friday, 8/24/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 4/4/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 4/2/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 3/30/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 3/22/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 3/14/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/2/2007
Definitive proxy statements
PRE 14A
Friday, 2/16/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 9/8/2006
Definitive proxy statements
DEF 14A
Friday, 10/28/2005
Definitive proxy statements
DEFA14A
Tuesday, 9/28/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 9/27/2004
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 9/27/2004
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 9/22/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 9/15/2004
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 9/14/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 9/8/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 9/7/2004
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 9/3/2004
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Thursday, 9/2/2004
Definitive proxy statement in connection with contested solicitations
DEF 14A
Friday, 8/20/2004
Definitive proxy statements
PREC14A
Tuesday, 8/10/2004
Preliminary proxy statement in connection with contested solicitations
PRE 14A
Wednesday, 8/4/2004
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/20/2004
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 9/4/2003
Definitive proxy statements
DEF 14A
Friday, 8/23/2002
Definitive proxy statements
DEF 14A
Wednesday, 9/19/2001
Definitive proxy statements
DEF 14A
Tuesday, 8/28/2001
Definitive proxy statements
DEF 14A
Tuesday, 8/29/2000
Definitive proxy statements
DEFA14A
Monday, 3/13/2000
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 10/7/1999
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 9/24/1999
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 9/1/1999
Definitive proxy statements
DEF 14A
Thursday, 8/13/1998
Definitive proxy statements
PREM14A
Monday, 8/18/1997
Preliminary proxy statement relating to a merger, acquisition, or disposition
DEF 14A
Friday, 6/6/1997
Definitive proxy statements
PRE 14A
Monday, 5/19/1997
Preliminary proxy statement not related to a contested matter or merger/acquisition
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